Everett W. Copelin

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CRD#: 1570889

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Everett Wayne Copelin JR, who also goes by Everett Wayne Copelin, was a registered financial professional .

Everett is a previously registered financial professional and started their career in finance in 1986. Everett had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Everett Wayne Copelin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 25, 2012 - December 31, 2023

HARVEST INVESTMENT SERVICES, LLC

RIA

CRD#: 159390

SUGAR LAND, TX

Past

September 2, 1997 - December 31, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

SUGAR LAND, TX

Past

September 2, 1997 - December 31, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

SUGAR LAND, TX

Past

October 16, 1995 - September 11, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

June 5, 1995 - October 10, 1995

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 15, 1994 - October 11, 1995

TEXAS CAPITAL SECURITIES, INC.

CRD#: 25564

HOUSTON, TX

Past

September 7, 1993 - March 18, 1994

D.E. FREY & COMPANY, INC.

CRD#: 23595

DENVER, CO

Past

October 9, 1990 - January 7, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 19, 1990 - September 27, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 23, 1986 - March 29, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARVEST INVESTMENT SERVICES, LLC

CRD#: 159390 / SEC#: 801-79232

RIA

Registered Investment Advisory firm - (2/24/2014 Approved)

Arizona

Registered Investment Advisory firm - (3/21/2014 Terminated)

California

Registered Investment Advisory firm - (4/20/2014 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2014 Terminated)

Michigan

Registered Investment Advisory firm - (3/21/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Current Firm

HARVEST INVESTMENT SERVICES, LLC

CRD#: 159390 / SEC#: 801-79232

RIA

Registered Investment Advisory firm - (2/24/2014 Approved)

Arizona

Registered Investment Advisory firm - (3/21/2014 Terminated)

California

Registered Investment Advisory firm - (4/20/2014 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2014 Terminated)

Michigan

Registered Investment Advisory firm - (3/21/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2014 Terminated)

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Contact information

Main Address

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285

Mailing Address

Phone number

(630) 613-9230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/1/2025)

APPENDIX 1: WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,335
AUM (Assets Under Management)	$ 534,204,368

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Everett W. Copelin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

MUTUAL SERVICE CORPORATION

TEXAS CAPITAL SECURITIES, INC.

D.E. FREY & COMPANY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

HARVEST INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/1986

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

Current Firm

HARVEST INVESTMENT SERVICES, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARVEST INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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