Kwesi Amoa-awuah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kwesi Amoa-awuah, who also goes by Kwesi Amoaawuah, was a registered financial professional .
Kwesi is a previously registered financial professional and started their career in finance in 1986. Kwesi had worked at 2 firms and has passed the Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2009 - October 14, 2014
TW ADVISORS
November 15, 1988 - February 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 1986 - February 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TW ADVISORS
CRD#: 117295 / SEC#: 801-60709
Contact information
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 269,549,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
