Dorothy P. Reeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dorothy Pirtle Reeder, CPWA®, who also goes by Dorothy Gail Pirtle, Dorothy Pirtle, Dotti Pirtle, Dotti Reeder, was a registered financial professional .
Dorothy is a previously registered financial professional and started their career in finance in 1986. Dorothy had worked at 9 firms and has passed the Series 63, Series 65, Series 7, Series 31 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017-04-17
Expire date: 2023-03-31
Experience
October 9, 2014 - March 1, 2024
TOLLESON PRIVATE WEALTH MANAGEMENT
October 1, 2008 - May 15, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2008 - June 19, 2014
J.P. MORGAN SECURITIES LLC
September 27, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 1, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 1, 2005 - September 27, 2006
BANC ONE SECURITIES CORPORATION
January 26, 2005 - July 1, 2006
BANC ONE SECURITIES CORPORATION
June 21, 2002 - March 22, 2004
BANC ONE SECURITIES CORPORATION
June 21, 2002 - March 22, 2004
BANC ONE SECURITIES CORPORATION
April 9, 1996 - February 28, 2000
MORGAN STANLEY DW INC.
June 23, 1993 - February 13, 1995
KIDDER, PEABODY & CO. INCORPORATED
March 18, 1993 - June 16, 1993
BANC ONE CAPITAL MARKETS, INC.
October 26, 1990 - January 19, 1993
BANC ONE SECURITIES CORPORATION
September 7, 1990 - October 26, 1990
MBANK CAPITAL MARKETS, INC.
December 23, 1986 - October 1, 1987
MPACT BROKERS INC.
Primary Firm SEC Registration
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 8,759,140,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 12/29/2024 | ||
| 03/01/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
