Matthew Kenny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Kenny, who also goes by Matt Kenny, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1986. Matthew had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2018 - February 21, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 6, 2017 - July 12, 2018
CETERA INVESTMENT SERVICES LLC
May 6, 2011 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
December 5, 2007 - January 3, 2011
LIBERTY LIFE SECURITIES LLC
February 14, 2001 - December 31, 2007
LIBERTY LIFE DISTRIBUTORS LLC
October 13, 1997 - December 7, 1999
C. J. M. PLANNING CORP.
September 11, 1995 - November 30, 1995
OHANESIAN / LECOURS, INC.
October 19, 1992 - September 28, 1994
C. J. M. PLANNING CORP.
February 12, 1992 - September 23, 1992
SEI INVESTMENTS DISTRIBUTION CO.
August 1, 1991 - January 31, 1992
IFMG SECURITIES, INC.
May 20, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
March 27, 1989 - May 22, 1991
IDS LIFE INSURANCE COMPANY
March 27, 1989 - May 22, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
October 29, 1986 - February 17, 1989
FIRST INTERREGIONAL EQUITY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
