William P. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Press Miller was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - October 1, 2018
PATTON ALBERTSON MILLER GROUP, LLC
December 4, 2015 - December 31, 2017
PATTON ALBERTSON MILLER GROUP, LLC
August 29, 2003 - November 30, 2015
PATTON ALBERTSON & MILLER LLC
October 22, 1986 - August 27, 1990
SOVRAN INVESTMENT CORPORATION
Primary Firm SEC Registration
PATTON ALBERTSON MILLER GROUP, LLC
CRD#: 281558 / SEC#: 801-106877
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATTON ALBERTSON MILLER GROUP, LLC
CRD#: 281558 / SEC#: 801-106877
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,608 |
| AUM (Assets Under Management) | $ 1,542,703,568 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 10/24/2023 | ||
| 11/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
