BN
Brett S. Nicklaus
PACKERLAND BROKERAGE SERVICES
Freeport, IL
Some features on this profile are disabled
CRD#: 1570558
BN
Professional summary
Brett Scott Nicklaus, CFP® is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Freeport, Illinois.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Brett has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Employee and Employer Plan Ben...
Insurance Planning
Estate Planning
Comprehensive Financial Planni...
Social Security Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TRINITY INSURANCE & FINANCIAL SERVICES 315 S PEORIA AVE DIXON IL 61021 TITLE: OWNER/PRESIDENT FIXED BUSINESS SALES FOR LIFE, HEALTH, FIA, FA, DI POLICIES HOURS DEVOTED: 30 PER WEEK START DATE: 1986 INVESTMENT AND SALES RELATED JTNL RENTALS LLC RENTAL PROPERTIES 31360 CALVARY DR ROCKY MOUNT, MO 65072 PURCHASE OF FOUR RENTAL HOMES TO BE USED AS A RENTAL PROPERTY ON VRBO. RENTAL INCOME WILL BE RECEIVED. NON-INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Brett Scott Nicklaus's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brett Scott Nicklaus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 20, 2014 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #2: 315 S Peoria Ave, Dixon, IL 61021Office #3: 7210 East State Street Suite 102, Rockford, IL 61108Office #4: 10 Reins Street, Sterling, IL 61081RIA
BD
CRD#: 37031
Freeport, IL
Current
October 20, 2014 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #2: 315 S Peoria Ave, Dixon, IL 61021Office #3: 7210 East State Street Suite 102, Rockford, IL 61108Office #4: 10 Reins Street, Sterling, IL 61081RIA
BD
CRD#: 37031
Freeport, IL
Past
December 13, 2010 - October 17, 2014
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
DIXON, IL
Past
September 28, 2009 - October 17, 2014
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
DIXON, IL
Past
October 31, 2008 - September 30, 2009
OSAIC SERVICES, INC.
RIA
CRD#: 133763
DIXON, IL
Past
October 31, 2008 - September 30, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
DIXON, IL
Past
July 24, 2006 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
DIXON, IL
Past
August 20, 2003 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
DIXON, IL
Past
May 12, 2003 - September 24, 2003
MERITUS CAPITAL MANAGEMENT, INC.
RIA
CRD#: 123247
ELGIN, IL
Past
April 14, 2003 - July 30, 2003
BROOKSTONE SECURITIES, INC.
BD
CRD#: 13366
LAKELAND, FL
Past
June 15, 2001 - April 30, 2003
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
DIXON, IL
Past
August 7, 2000 - April 30, 2003
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
February 10, 1995 - August 2, 2000
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
October 21, 1986 - February 23, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2019)
RR
Arkansas(6/22/2022)
RR
California(10/8/2021)
RR
Florida(1/5/2015)
RR
Georgia(1/15/2020)
RR
Illinois(10/20/2014)
IAR
Illinois(10/20/2014)
RR
Indiana(11/22/2016)
RR
Iowa(11/5/2019)
RR
Kentucky(8/22/2024)
RR
Michigan(10/20/2014)
RR
Minnesota(1/16/2019)
RR
Missouri(9/7/2022)
RR
South Carolina(12/22/2016)
RR
South Dakota(5/26/2021)
RR
Tennessee(9/21/2021)
RR
Texas(1/5/2015)
RR
Wisconsin(1/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
