Michael A. Bird
Professional summary
Michael Allen Bird is a registered financial professional currently at TRIAD SECURITIES CORP located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 8 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 9, Series 14, Series 10, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Allen Bird's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2016 - Present
TRIAD SECURITIES CORP
Office #1: 111 Broadway 11th Floor, New York, NY, 10006July 16, 2014 - May 19, 2016
VANDHAM SECURITIES CORP.
February 9, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
January 18, 2007 - April 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 2000 - April 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 26, 1998 - May 24, 2000
MILLER JOHNSON STEICHEN KINNARD, INC.
April 14, 1998 - May 19, 1998
THE BRASS UTILITY, L.L.C.
September 13, 1996 - December 1, 1997
DAIN RAUSCHER INCORPORATED
November 21, 1986 - August 13, 1996
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2021)
(12/12/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 7/15/2019
Investment Banking Registered Representative ExaminationSeries 55
Date: 8/14/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 3/3/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
TRIAD SECURITIES CORP
CRD#: 11363 / SEC#: , 8-20930
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEVIN M. SCHULTZ 2020 GST EXEMPT TRUST | SHAREHOLDER | |
| ARTICLE 6TH TRUST UW RICHARD SCHULTZ, JUDITH SCHULTZ TTEE | SHAREHOLDER | |
| CYNTHIA HORNIG 2011 GST EXEMPT TRUST U/D 8/10/2011 | SHAREHOLDER | |
| KEVIN SCHULTZ 2011 GST EXEMPT TRUST U/D 8/10/2011 | SHAREHOLDER | |
| FISHER, KENNETH ALAN | CEO | 4631540 |
| GOLDSMITH, LAWRENCE HARRY | DIRECTOR OF OPERATIONS/PRESIDENT | 1386783 |
| HOEHLER, TIMOTHY WILLIAM | CHIEF COMPLIANCE OFFICER | 2176769 |
| HORNIG, CYNTHIA | TRUSTEE-CYNTHIA HORNIG TRUST | 5989716 |
| LINDEN, ARTHUR AARON | SECRETARY/TREASURER | 1230452 |
| ROTHENBERG, SHARI P | FINOP/POO | 6590875 |
| SCHULTZ, JUDITH | TRUSTEE-ARTICLE 6TH TRUST | 6041541 |
| SCHULTZ, KEVIN MATTHEW | TRUSTEE-KEVIN M. SCHULTZ 2020 GST EXEMPT TRUST | 1779792 |
| SCHULTZ, KEVIN MATTHEW | TRUSTEE-KEVIN SCHULTZ TRUST | 1779792 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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