Jeffry H. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffry Howard King, who also goes by Jeffry Howard King Sr, Jeffry Howard King Sr., was a registered financial professional .
Jeffry is a previously registered financial professional and started their career in finance in 1989. Jeffry had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2007 - May 7, 2012
QUASAR DISTRIBUTORS, LLC
April 26, 2007 - June 4, 2007
GLOBAL EMERGING CAPITAL GROUP, LLC
March 9, 2006 - November 20, 2006
CITCO MUTUAL FUND DISTRIBUTORS, INC.
April 5, 2005 - March 7, 2006
GLOBAL EMERGING CAPITAL GROUP, LLC
February 13, 2002 - July 25, 2005
CITCO MUTUAL FUND DISTRIBUTORS, INC.
January 7, 1991 - April 15, 2005
QUAKER SECURITIES, INC.
August 13, 1990 - January 8, 1991
MOODY CAPITAL SOLUTIONS, INC
March 1, 1990 - August 8, 1990
INVESTACORP, INC.
August 23, 1989 - March 7, 1990
INTERVEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
