Douglass B. Allen
Professional summary
Douglass Benjamin Allen, who also goes by Doulass Benjamin Allen, is a registered financial professional currently at OCM INVESTMENTS, LLC located in Los Angeles, California.
Douglass is registered as a RR (Registered Representative) and started their career in finance in 1986. Douglass has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglass Benjamin Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2008 - Present
OCM INVESTMENTS, LLC
Office #1: 333 South Grand Avenue (28th Floor), Los Angeles, CA 90071June 19, 2018 - November 2, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
December 27, 2000 - September 30, 2008
TCW INVESTMENT MANAGEMENT COMPANY LLC
November 14, 2000 - September 30, 2008
TCW FUNDS DISTRIBUTORS LLC
May 18, 1994 - August 31, 2000
FIRST FUND DISTRIBUTORS, INC.
July 29, 1991 - September 7, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
October 19, 1989 - July 23, 1991
FIDELITY BROKERAGE SERVICES LLC
November 16, 1988 - September 9, 1989
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 12, 1986 - November 2, 1988
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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