George T. Page
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Thomas Page was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1987. George had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2004 - September 13, 2016
PERSONAL WEALTH ADVISORY, LLC
September 14, 2004 - September 1, 2016
GENEOS WEALTH MANAGEMENT, INC.
September 14, 2004 - September 1, 2016
GENEOS WEALTH MANAGEMENT, INC.
November 12, 2002 - September 2, 2004
SECURITIES AMERICA, INC.
January 18, 2002 - September 20, 2004
MASTER'S ADVISORS, INC.
May 2, 1994 - November 12, 2002
FSC SECURITIES CORPORATION
September 26, 1991 - May 2, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 13, 1991 - May 2, 1994
EQUITABLE ADVISORS, LLC
January 6, 1987 - September 9, 1991
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSONAL WEALTH ADVISORY, LLC
CRD#: 125259 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
