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TC

Thomas D. Carney

WEITZ SECURITIES
OMAHA, NE 68131-3312
Some features on this profile are disabled
CRD#: 1569917
TC

Professional summary

Thomas Daniel Carney, who also goes by Tom Daniel Carney, Tom Carney, is a registered financial professional currently at WEITZ SECURITIES, INC. located in Omaha, Nebraska.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 8, Series 4 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tom Daniel Carney | Tom Carney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Daniel Carney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 1995 - Present

WEITZ SECURITIES, INC.

Office #1: Blackstone Plaza 3555 Farnam Street. Suite 800, Omaha, NE 68131-3312Office #2: Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
BD
CRD#: 17673
OMAHA, NE
Past

September 28, 1993 - March 21, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 4, 1987 - September 28, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nebraska
(5/22/1995)

Exams

State Security Law Exam
RR
Series 63
Date: 6/19/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/27/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/11/1991
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 8/24/1990
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/5/1990
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WEITZ SECURITIES, INC.
WEITZ SECURITIES, INC.

CRD#: 17673 / SEC#: , 8-35603

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
Mailing Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
Phone number
(402) 391-1980
Established
Nebraska since 01/03/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WEITZ, WALLACE ROGERPRESIDENT; DIRECTOR462632
BENNETT, SHAR MARIEVICE PRESIDENT, TREASURER4224171
BOYNE, JAMES JOSEPHVICE PRESIDENT, ASSISTANT TREASURER2370445
DETISCH, JOHN ROBERTVICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER5895775
DORSEY, LORI ANNVICE PRESIDENT2077073
WEITZ, ANDREW STEVENSENIOR VICE PRESIDENT; DIRECTOR3070689

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEITZ SECURITIES, INC.

CRD#: 17673Omaha, NE 68131-3312

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