Terry D. Bahgat
Professional summary
Terry Dean Bahgat was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terry is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Terry had worked at 17 firms, which includes GRADIENT SECURITIES LLC, CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC., CAMBRIDGE INVESTMENT RESEARCH INC., SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., ROUND HILL SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, SECURITIES AMERICA INC., PRUCO SECURITIES LLC., LPL FINANCIAL LLC, MML INVESTORS SERVICES LLC, NYLIFE SECURITIES LLC, FSC SECURITIES CORPORATION, SOUTHMARK FINANCIAL SERVICES INC., INTEGRATED RESOURCES EQUITY CORPORATION, USLIFE EQUITY SALES CORP., MUTUAL OF OMAHA INVESTOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2015 - October 18, 2016
GRADIENT SECURITIES, LLC
December 16, 2013 - August 3, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 1, 2010 - December 31, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 1, 2010 - August 3, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 9, 2004 - October 13, 2010
SUMMIT FINANCIAL GROUP INC
May 26, 2004 - October 13, 2010
SUMMIT BROKERAGE SERVICES, INC.
December 9, 2003 - May 27, 2004
ROUND HILL SECURITIES, INC.
January 13, 2003 - December 8, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 1, 2001 - December 8, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 16, 2000 - March 2, 2001
SECURITIES AMERICA, INC.
June 19, 1997 - March 7, 2000
PRUCO SECURITIES, LLC.
August 21, 1996 - May 20, 1997
LPL FINANCIAL LLC
January 26, 1995 - June 24, 1996
MML INVESTORS SERVICES, LLC
December 1, 1989 - January 17, 1995
NYLIFE SECURITIES LLC
January 24, 1989 - July 18, 1989
FSC SECURITIES CORPORATION
March 24, 1988 - January 30, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
January 8, 1988 - April 5, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
November 4, 1987 - February 10, 1988
USLIFE EQUITY SALES CORP.
October 3, 1986 - September 28, 1987
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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