Brian H. Summers

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CRD#: 1569354

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Howard Summers, who also goes by Brian H Summers, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1986. Brian had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian H Summers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 4, 2021 - June 14, 2021

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Frankfort, IL

Past

January 22, 2021 - June 14, 2021

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

FRANKFORT, IL

Past

January 13, 2021 - January 29, 2021

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Frankfort, IL

Past

December 10, 2020 - December 18, 2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

CROWN POINT, IN

Past

December 10, 2020 - December 18, 2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

CROWN POINT, IN

Past

June 18, 2001 - January 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MERRILLVILLE, IN

Past

April 27, 2001 - January 8, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MERRILLVILLE, IN

Past

December 23, 1991 - May 1, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 29, 1988 - December 23, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 8, 1986 - February 23, 1988

FIRST OF MICHIGAN CORPORATION

CRD#: 311

Past

September 24, 1986 - December 17, 1986

SECURITIES USA, INC.

CRD#: 14799

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian H. Summers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIRST OF MICHIGAN CORPORATION

SECURITIES USA, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2000

Series 63

Date: 11/20/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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