Christopher J. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Jon Long, who also goes by Chris Long, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2009 - December 31, 2014
EXETER ADVISORS, LLC
September 18, 2003 - December 31, 2013
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
September 8, 1999 - December 31, 2022
MANNING & NAPIER ADVISORS, LLC
August 18, 1999 - December 31, 2022
MANNING & NAPIER INVESTOR SERVICES, INC.
August 20, 1993 - January 30, 2001
SECURIAN FINANCIAL SERVICES, INC.
October 27, 1986 - January 12, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 27, 1986 - January 13, 1988
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EXETER ADVISORS, LLC
CRD#: 108433 / SEC#: 801-57299
Contact information
Red Flags
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