Chester D. Koehler
Professional summary
Chester David Koehler, who also goes by Chet Koehler, Chester David Shoffner, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Las Vegas, Nevada.
Chester is registered as a RR (Registered Representative) and started their career in finance in 1987. Chester has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chester David Koehler's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2024 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 9960 W Cheyenne Ave Ste 210, Las Vegas, NV 89129October 17, 2013 - April 8, 2024
FIRST HEARTLAND CAPITAL, INC.
July 2, 2007 - October 18, 2013
BROOKLIGHT PLACE SECURITIES, INC.
December 11, 2002 - September 29, 2006
NEW ENGLAND SECURITIES
May 3, 1999 - November 15, 2002
PARK AVENUE SECURITIES LLC
September 4, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
January 24, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 24, 1992 - August 29, 1996
PRUCO SECURITIES, LLC.
February 11, 1987 - January 16, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
