Michael P. Schnabel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Pierre Schnabel, who also goes by Michael Piere Schnabel, Michael Schnabel, Michael Schnaebel, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2004 - December 12, 2005
LAFISE SECURITIES LLC
April 27, 2001 - January 2, 2004
SANTANDER SECURITIES LLC
January 5, 1995 - May 10, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1990 - November 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
July 20, 1987 - September 25, 1990
UBS FINANCIAL SERVICES INC.
October 7, 1986 - March 16, 1987
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAFISE SECURITIES LLC
CRD#: 115624 / SEC#: 801-129796, 8-53506
Contact information
FINRA licenses (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 736,018,633 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
