Philip Sidney Gassman
Professional Summary
Philip Sidney Gassman, who also goes by Flip Gassman, was a registered financial advisor. Philip was a previously registered financial professional and started their career in finance 1988 - 1998. Philip had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Flip Gassman
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Contact Information
No current employment
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Years of Experience
40 years in the financial services industry
Current & Past Employments
Past
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Current Firm
ATLANTIC INVESTMENT SERVICES CORP. | FLORIDA ATLANTIC SECURITIES CORP.
Contact Information
Main Address
9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156Mailing Address
9130 South Highdadeland Blvd Suite 160, Miami, FL 33156Phone Number
(305) 670-9250Established
Florida since 04/16/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALAN S PAREIRA LIVING TRUST | SHAREHOLDER | — |
| ALAN S. PAREIRA 1997 FAMILY TRUST | SHAREHOLDER | — |
| BEANEY, WILLIAM TREVOR | CEO, DIRECTOR, SHAREHOLDER | 5138058 |
| BUDLONG, SAMUEL SEWALL | VP, SHAREHOLDER | 1980093 |
| REQUENA, GABRIEL ALBERTO | CCO; ROP, PRINCIPAL, SHAREHOLDER | 4413123 |
| PAREIRA, ALAN SIDNEY | DIRECTOR; CHAIRMAN, TRUSTEE OF ALAN S PAREIRA LIVING TRUST | 356287 |
| PAREIRA, BARBARA ANN | TRUSTEE OF ALAN S PAREIRA 1997 FAMILY TRUST | 5890097 |
Regulatory Assets Under Management
Total Number of Accounts
74AUM (Assets Under Management)
$590,035,263Disclosures
Regulatory Event
1Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Primary Firm SEC Registration
ATLANTIC INVESTMENT SERVICES CORP. | FLORIDA ATLANTIC SECURITIES CORP.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
