Stephen G. Beniak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Glen Beniak was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2010 - August 29, 2013
NEWPORT COAST SECURITIES, INC.
July 19, 2007 - October 8, 2010
WESTROCK ADVISORS, INC.
March 8, 2006 - July 19, 2007
BROOKSTREET SECURITIES CORPORATION
May 12, 2003 - March 6, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 30, 1999 - March 6, 2006
WELLS FARGO CLEARING SERVICES, LLC
May 23, 1994 - August 19, 1999
PRUDENTIAL EQUITY GROUP, LLC
October 24, 1986 - May 27, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
