MD
Mary S. Dillon
FINANCIAL SECURITY ADVISORY
Virginia Beach, VA 23452
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CRD#: 1568379
MD
Professional summary
Mary Swanson Dillon, CFP®, who also goes by Mary VIrginia Dillon, Mary V Swanson, Mary Virginia Swanson, is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Virginia Beach, Virginia and FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Virginia Beach, Virginia.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mary has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Insurance Planning
Employee and Employer Plan Ben...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Mary Virginia Dillon | Mary V Swanson | Mary Virginia Swanson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: FINANCIAL SECURITY GROUP, INC.; INVESTMENT-RELATED: YES; ADDRESS: 477 VIKING DRIVE, STE 305, VIRGINIA BEACH VA 23452; NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES, FINANCIAL ADVISORY SERVICES; POSITION: AGENT; START DATE: 7/1/2003; APPROX. HRS PER MO: 120; APRROX HRS DURING TRADING HRS: 120; DUTIES: PREPARE QUOTES AND APPLICATIONS FOR LIFE AND HEALTH INSURANCE, PREPARE FINANCIAL PLANS & PROVIDE ADVISORY SERVICES. NAME:BAREFOOT BEACH LLC; INVESTMENT-RELATED: NO; ADDRESS: 2257 WILDO OAKS CRES, VIRGINIA BEACH VA 23456; NATURE OF BUSINESS: OWN A RENTAL HOME; POSITION: PARTNER; START DATE: 2003; HRS/MO: 2; HRS DURING TRADING HRS: 0; DUTIES: KEEP THE BOOKS FOR TAX PURPOSES. NAME: ABBEY ROAD PUB & RESTAURANT; INVESTMENT-RELATED: NO; ADDRESS: 203 22ND ST., VIRGINIA BEACH VA 23451; NATURE OF BUSINESS: RESTAURANT; POSITION: OWNER; START DATE: 1988; HRS/MO: 0; HRS DURING TRADING HRS: 0; DUTIES: NONE.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Swanson Dillon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
July 31, 2003 - Present
FINANCIAL SECURITY ADVISORY INC
Office #1: 477 Viking Drive Suite 305, Virginia Beach, VA 23452RIA
CRD#: 110746
Virginia Beach, VA
Current
July 9, 2003 - Present
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Office #1: 477 Viking Dr Ste 305, Virginia Beach, VA 23452BD
CRD#: 43000
Virginia Beach, VA
Past
July 7, 1997 - July 31, 2003
DUKES & CO ADVISORY, INC.
RIA
CRD#: 108597
VIRGINIA BEACH, VA
Past
March 22, 1995 - May 20, 1997
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
BD
CRD#: 37664
Past
November 19, 1989 - July 21, 2003
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 29, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
October 3, 1986 - January 28, 1988
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SECURITY ADVISORY INC
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
RIA
Registered Investment Advisory firm - (5/15/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/21/2012)
RR
California(7/1/2004)
RR
Colorado(5/31/2005)
RR
Connecticut(1/10/2017)
RR
Delaware(8/8/2003)
RR
Florida(7/9/2003)
IAR
Florida(7/31/2024)
RR
Georgia(8/8/2003)
RR
Hawaii(11/7/2003)
IAR
Louisiana(3/28/2024)
RR
Maryland(7/9/2003)
IAR
Maryland(6/28/2024)
RR
Massachusetts(1/2/2013)
RR
Michigan(1/3/2007)
RR
Minnesota(1/9/2023)
RR
Nebraska(4/17/2006)
RR
New Jersey(6/15/2011)
RR
New Mexico(1/4/2008)
RR
New York(4/21/2006)
RR
North Carolina(7/9/2003)
IAR
North Carolina(6/28/2024)
RR
Ohio(8/11/2003)
RR
Pennsylvania(7/9/2003)
RR
South Carolina(1/5/2015)
RR
Tennessee(1/3/2007)
RR
Texas(1/11/2006)
IAR
Texas(3/2/2012)
RR
Virginia(7/9/2003)
IAR
Virginia(7/31/2003)
RR
Washington(6/23/2025)
RR
West Virginia(2/21/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FINANCIAL SECURITY ADVISORY INC
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
RIA
Registered Investment Advisory firm - (5/15/1997 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452
Mailing Address
Phone number
(757) 431-1414
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,904 |
| AUM (Assets Under Management) | $ 1,570,635,977 |
Red Flags
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Company Information
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746Virginia Beach, VA 23452TRUST BUT VERIFY
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Contact information
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