Sheldon Y. Shiira

FINANCIAL VISION ADVISORY SERVICES.

Honolulu, HI 96816-5312

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CRD#: 1568086

Professional summary

Sheldon Yoshio Shiira, CFP® is a registered financial advisor currently at FINANCIAL VISION ADVISORY SERVICES, LLC. located in Honolulu, Hawaii.

Sheldon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Sheldon has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheldon Yoshio Shiira's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

June 26, 2007 - Present

FINANCIAL VISION ADVISORY SERVICES, LLC.

Office #1: 4211 Waialae Avenue Suite 201, Honolulu, HI 96816-5312

RIA

CRD#: 125195

Honolulu, HI

Past

April 27, 1994 - July 2, 2004

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

August 8, 1991 - April 26, 1994

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

October 24, 1986 - August 20, 1991

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(6/26/2007)

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Exams

State Security Law Exam

Series 63

Date: 10/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Current Firm

FINANCIAL VISION ADVISORY SERVICES, LLC.

CRD#: 125195 / SEC#:

Hawaii

Registered Investment Advisory firm - (6/5/2007 Approved)

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Contact information

Main Address

4211 Waialae Avenue Suite 201, Honolulu, HI 96816-5312

Mailing Address

Phone number

(808) 732-9196

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 9,019,647

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sheldon Y. Shiira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheldon Yoshio Shiira's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL VISION ADVISORY SERVICES, LLC.

COMMONWEALTH FINANCIAL NETWORK

MARINER FINANCIAL SERVICES, INC.

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/4/1986

Series 7

Date: 10/18/1986

Current Firm

FINANCIAL VISION ADVISORY SERVICES, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL VISION ADVISORY SERVICES, LLC.

TRUST BUT VERIFY

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