William H. Martin

THREE BELL CAPITAL LLC

Los Altos, CA

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CRD#: 1568084

Professional summary

William Henry Martin IV, who also goes by Bill Martin, William Henry Martin Jr, is a registered financial advisor currently at THREE BELL CAPITAL LLC located in Los Altos, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. William has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Martin | William Henry Martin Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am employed by Three Bell Capital at 4 Main St Suite #230 in Los Altos, Ca 94022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Martin IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2017 - Present

THREE BELL CAPITAL LLC

RIA

CRD#: 159736

Los Altos, CA

Past

October 12, 2016 - September 20, 2017

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

April 21, 2016 - August 16, 2017

ALTOS INVESTMENTS, INC.

RIA

CRD#: 283306

LOS ALTOS, CA

Past

October 1, 1996 - April 11, 2016

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

MOUNTAIN VIEW, CA

Past

January 10, 1990 - October 1, 1996

THE BENHAM GROUP

CRD#: 18784

Past

June 2, 1987 - May 25, 1989

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

April 30, 1987 - August 17, 1987

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

February 18, 1987 - February 27, 1987

ALLIED CAPITAL GROUP, INC.

CRD#: 13146

Past

September 26, 1986 - February 21, 1987

SECURITIES USA, INC.

CRD#: 14799

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREE BELL CAPITAL LLC

CRD#: 159736 / SEC#: 801-79156

RIA

Registered Investment Advisory firm - (2/18/2014 Approved)

California

Registered Investment Advisory firm - (8/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/2/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

THREE BELL CAPITAL LLC

CRD#: 159736 / SEC#: 801-79156

RIA

Registered Investment Advisory firm - (2/18/2014 Approved)

California

Registered Investment Advisory firm - (8/2/2014 Terminated)

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Contact information

Main Address

1925 Cedar Springs Road Suite 102, Dallas, TX 75201

Mailing Address

Phone number

(650) 843-9836

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TBC FORM ADV, PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 3,802,284,800

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Martin IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

ALTOS INVESTMENTS, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

THE BENHAM GROUP

A. G. EDWARDS & SONS, INC.

PRUCO SECURITIES, LLC.

ALLIED CAPITAL GROUP, INC.

SECURITIES USA, INC.

Primary Firm SEC Registration

THREE BELL CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/1988

SIE

Date: 9/20/2017

Series 7

Date: 9/20/1986

Current Firm

THREE BELL CAPITAL LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THREE BELL CAPITAL LLC

TRUST BUT VERIFY

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