Jeffrey L. Michaelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Leonard Michaelson, who also goes by Jeff Michaelson, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1990. Jeffrey had worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 51, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2018 - February 5, 2020
EPS WEALTH MANAGEMENT
January 10, 2008 - September 2, 2008
ALLSPRING FUNDS MANAGEMENT, LLC
January 10, 2008 - September 2, 2008
ALLSPRING FUNDS DISTRIBUTOR, LLC
September 19, 2006 - December 3, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 8, 2004 - December 3, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 4, 2000 - September 12, 2002
CLEARY GULL INC.
November 24, 1997 - August 28, 1998
CLEARY GULL REILAND & MCDEVITT INC.
October 4, 1995 - June 16, 1997
DISTRIBUTION SERVICES, LLC
February 13, 1990 - May 15, 1995
B. C. ZIEGLER AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EPS WEALTH MANAGEMENT
CRD#: 158468 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 30,100,000 |
Red Flags
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