Douglas S. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Scott Robinson, who also goes by Doug Robinson, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1994. Douglas had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2014 - April 5, 2017
KPMG CORPORATE FINANCE LLC
March 2, 2005 - July 1, 2014
ST. CHARLES CAPITAL, LLC
January 8, 2001 - December 9, 2004
KEYBANC CAPITAL MARKETS INC.
February 23, 1998 - June 23, 1999
HANIFEN, IMHOFF INC.
March 21, 1996 - February 23, 1998
HANIFEN, IMHOFF INC.
September 14, 1994 - March 18, 1996
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
