Dominick J. Savino
Professional summary
Dominick Joseph Savino was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dominick is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Dominick had worked at 7 firms, which includes GREENWICH FINANCIAL SERVICES L.L.C., NATWEST MARKETS SECURITIES INC., CREDIT SUISSE SECURITIES (USA) LLC, COUNTRYWIDE SECURITIES CORPORATION, ELECTRONIC TRADING SYSTEMS L.P., FINANCIAL SQUARE PARTNERS, MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2002 - December 7, 2004
GREENWICH FINANCIAL SERVICES, L.L.C.
August 19, 1998 - August 7, 2000
NATWEST MARKETS SECURITIES INC.
June 14, 1993 - August 19, 1998
CREDIT SUISSE SECURITIES (USA) LLC
August 27, 1992 - June 16, 1993
COUNTRYWIDE SECURITIES CORPORATION
November 5, 1991 - June 6, 1992
ELECTRONIC TRADING SYSTEMS, L.P.
March 26, 1990 - August 17, 1990
FINANCIAL SQUARE PARTNERS
May 25, 1988 - November 14, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREENWICH FINANCIAL SERVICES, L.L.C.
CRD#: 39231 / SEC#: , 8-48571
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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