William J. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Hill, who also goes by Bill Hill, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2017 - August 31, 2018
AUSTIN ATLANTIC CAPITAL INC.
May 23, 2014 - December 31, 2015
AUSTIN ATLANTIC ASSET MANAGEMENT CO.
August 4, 2011 - December 31, 2013
AUSTIN ATLANTIC ASSET MANAGEMENT CO.
March 1, 2010 - December 31, 2015
AUSTIN ATLANTIC CAPITAL INC.
September 17, 2007 - October 1, 2009
NEW ENGLAND SECURITIES
March 15, 2006 - October 1, 2009
NEW ENGLAND SECURITIES
November 16, 2005 - November 22, 2005
CUNA BROKERAGE SERVICES, INC.
February 12, 2003 - November 22, 2005
CUNA BROKERAGE SERVICES, INC.
March 22, 1999 - December 31, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 21, 1995 - March 19, 1999
WEDGEWOOD PARTNERS, INC.
January 14, 1993 - January 1, 1994
WEDGEWOOD PARTNERS, INC.
September 16, 1991 - March 25, 1992
SECURITIES AMERICA, INC.
July 13, 1990 - February 25, 1991
ADVANTAGE CAPITAL CORPORATION
August 1, 1988 - August 17, 1988
NBD BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981 / SEC#: , 8-50509
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
