Joyce M. Lapreta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Marie Lapreta, who also goes by Joyce Lapreta, Joyce Marie Meazzi, Joyce Marie Meazzi-lapreta, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1987. Joyce had worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 14, Series 24, Series 53, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2023 - February 9, 2023
GRASSROOTS ANALYTICS CAPITAL RAISE LLC
February 26, 2019 - February 1, 2023
SHOREBRIDGE CAPITAL SECURITIES, LLC
August 13, 2018 - April 3, 2019
INDEPENDENT BROKERAGE SOLUTIONS LLC
February 12, 2013 - August 1, 2014
A. R. SCHMEIDLER & CO., INC.
June 18, 2010 - January 24, 2013
FUNDS DISTRIBUTOR, LLC
September 6, 2006 - August 1, 2008
BCG SECURITIES, INC.
November 17, 2004 - August 28, 2006
WELLS FARGO CLEARING SERVICES, LLC
November 17, 2004 - August 28, 2006
WELLS FARGO CLEARING SERVICES, LLC
March 30, 2004 - November 2, 2004
MORGAN STANLEY DW INC.
March 30, 2004 - November 2, 2004
MORGAN STANLEY DW INC.
July 25, 2002 - December 31, 2002
NEUBERGER BERMAN BD LLC
August 9, 1994 - January 12, 1998
NEUBERGER BERMAN MANAGEMENT LLC
September 5, 1991 - December 31, 2002
NEUBERGER BERMAN BD LLC
July 19, 1990 - August 28, 1991
RESRV PARTNERS, INC.
April 13, 1989 - April 9, 1990
CIBC WORLD MARKETS CORP.
November 25, 1987 - September 1, 1988
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GRASSROOTS ANALYTICS CAPITAL RAISE LLC
CRD#: 313115 / SEC#: , 8-70673
Contact information
Documents
Red Flags
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