MS
Mark L. Sheppard
ARKADIOS CAPITAL
Canandaigua, NY 14424
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CRD#: 1567272
MS
Professional summary
Mark Leon Sheppard, who also goes by Mark Leon Sheppard Mr., is a registered financial professional currently at ARKADIOS CAPITAL located in Canandaigua, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mark Leon Sheppard Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHEPPARD MOSHER POSITION: Insurance Fixed Annuity Sales NATURE: The sale ofLife Insurance and Fixed Annuity Products used for Financial Planning Purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/15/2008 ADDRESS: 2525 Rt. 332, Canandaigua NY 14424 DESCRIPTION: Research and perform due diligence on the use of Insurance and Fixed Annuity Products for prospects and clients. Sales of Insurance and Fixed Annuity Products. Licenses for these products are held at Specific Solutions, Williamsville, NY and Advisors Excell, Phoenix Az. MARK L. SHEPPARD POSITION: Leasor NATURE: Rent Personally owned Agricultural Land for the production of Agricultural Products. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2008 ADDRESS: 3099 Spangle Street, Canandaigua NY 14424 DESCRIPTION: Annual inspection of property. Answer any tenant questions relating to the property being rented. ONTARIO CHILDREN'S FOUNDATION POSITION: Board Trustee NATURE: To provide the protection, relief, health and education to children in need of assistance in Ontario County, NY. The program provides scholarship aid, health benefits and special needs which has helped children since its establishment in 1864. The Board of Trustees initiates an Annual Giving Program to solicit contributions from residents of Ontario County because the earnings from the endowment fund are not sufficient to meet the required annual distribution to the Board of Managers. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2017 ADDRESS: P.O. Box 82, Canandaigua NY 14424, United States DESCRIPTION: The Trustees shall be the legal representatives of the Corporation for the purpose of receiving and holding the property belonging to it and for the purpose of prosecuting and defending suits. In general, the Trustees shall be the legal representatives of the Corporation in all matters, excepting as to the rights, powers and duties hereinafter specifically conferred upon the Board of Managers. The Board of Trustees shall make reports through its proper officers at the Annual Meeting of the Corporation of the property belonging to the Corporation, showing its receipts and expenditures during the preceding year, and shall report to the Board of Managers the condition of the finances upon request. The Board of Trustees shall pay to the Board of Managers the net income of the endowment funds and additional funds may be required to meet government guidelines for donations. From time to time, the Trustees may also pay to the Managers funds generated by appreciation of capital investments specifically approved by the Board of Trustees. KALOS MANAGEMENT POSITION: Investment Advisor Representative NATURE: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/05/2014 ADDRESS: 2525 Rt. 332, Canandaigua NY 14424, United States DESCRIPTION: Investment Advisory Services UNITED CHURCH OF CANANDAIGUA POSITION: Official Board Member NATURE: Religious INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 11 Gibson Street, Canandaigua NY 14424, United States DESCRIPTION: Management of the church and personnel along with 8 other Official Board Members. Review and approve an annual budget. Determine employment standards and staff responsibilities. Review and make any changes to the Covenant of Union prior to seeking congregation approval. Meet for monthly Board Meetings to discuss topics pertaining to the church, personnel, staff and all pertinent issues relating to the organization.
CRS (Client Relationship Summary) - BD
Click below to view Mark Leon Sheppard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2022 - Present
ARKADIOS CAPITAL
Office #1: 2525 Route 332, Canandaigua, NY 14424BD
CRD#: 282710
Canandaigua, NY
Past
September 5, 2014 - September 30, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
CANANDUIQUA, NY
Past
September 5, 2014 - September 30, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Canandaigua, NY
Past
January 4, 2008 - September 5, 2014
WALL STREET FINANCIAL GROUP, INC.
RIA
CRD#: 35830
CANANDAIGUA, NY
Past
July 1, 2005 - September 5, 2014
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
CANANDAIGUA, NY
Past
July 23, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
July 23, 1990 - July 7, 2005
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/17/2022)
RR
Massachusetts(8/17/2022)
RR
New Jersey(8/17/2022)
RR
New York(8/17/2022)
RR
North Carolina(10/5/2022)
RR
South Carolina(8/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ARKADIOS CAPITAL
ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC
CRD#: 282710 / SEC#: , 8-69729
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 11/23/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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