Mark Leon Sheppard

SHEPPARD MOSHER POSITION: Insurance Fixed Annuity Sales NATURE: The sale ofLife Insurance and Fixed Annuity Products used for Financial Planning Purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/15/2008 ADDRESS: 2525 Rt. 332, Canandaigua NY 14424 DESCRIPTION: Research and perform due diligence on the use of Insurance and Fixed Annuity Products for prospects and clients. Sales of Insurance and Fixed Annuity Products. Licenses for these products are held at Specific Solutions, Williamsville, NY and Advisors Excell, Phoenix Az. MARK L. SHEPPARD POSITION: Leasor NATURE: Rent Personally owned Agricultural Land for the production of Agricultural Products. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2008 ADDRESS: 3099 Spangle Street, Canandaigua NY 14424 DESCRIPTION: Annual inspection of property. Answer any tenant questions relating to the property being rented. ONTARIO CHILDREN'S FOUNDATION POSITION: Board Trustee NATURE: To provide the protection, relief, health and education to children in need of assistance in Ontario County, NY. The program provides scholarship aid, health benefits and special needs which has helped children since its establishment in 1864. The Board of Trustees initiates an Annual Giving Program to solicit contributions from residents of Ontario County because the earnings from the endowment fund are not sufficient to meet the required annual distribution to the Board of Managers. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2017 ADDRESS: P.O. Box 82, Canandaigua NY 14424, United States DESCRIPTION: The Trustees shall be the legal representatives of the Corporation for the purpose of receiving and holding the property belonging to it and for the purpose of prosecuting and defending suits. In general, the Trustees shall be the legal representatives of the Corporation in all matters, excepting as to the rights, powers and duties hereinafter specifically conferred upon the Board of Managers. The Board of Trustees shall make reports through its proper officers at the Annual Meeting of the Corporation of the property belonging to the Corporation, showing its receipts and expenditures during the preceding year, and shall report to the Board of Managers the condition of the finances upon request. The Board of Trustees shall pay to the Board of Managers the net income of the endowment funds and additional funds may be required to meet government guidelines for donations. From time to time, the Trustees may also pay to the Managers funds generated by appreciation of capital investments specifically approved by the Board of Trustees. KALOS MANAGEMENT POSITION: Investment Advisor Representative NATURE: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/05/2014 ADDRESS: 2525 Rt. 332, Canandaigua NY 14424, United States DESCRIPTION: Investment Advisory Services UNITED CHURCH OF CANANDAIGUA POSITION: Official Board Member NATURE: Religious INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 11 Gibson Street, Canandaigua NY 14424, United States DESCRIPTION: Management of the church and personnel along with 8 other Official Board Members. Review and approve an annual budget. Determine employment standards and staff responsibilities. Review and make any changes to the Covenant of Union prior to seeking congregation approval. Meet for monthly Board Meetings to discuss topics pertaining to the church, personnel, staff and all pertinent issues relating to the organization.