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JK

John Patrick Killoran

CRD# 1567151·Registered 2005 - 2023
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Patrick Killoran, who also goes by John P Killoran, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2005 - 2023. John had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John P Killoran

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

AMERICAN EQUITY INVESTMENT CORPORATION·CRD# 40199
BD
New Albany, IN
April 13, 2018 - June 29, 2023
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
January 14, 2010 - December 31, 2017
SPC·CRD# 110692
RIA
West Chester, PA
April 1, 2009 - November 5, 2009
PARKLAND SECURITIES, LLC·CRD# 115368
BD
West Chester, PA
April 4, 2007 - November 5, 2009
OSAIC FS, INC.·CRD# 3870
RIA
Bryn Mawr, PA
January 3, 2007 - April 5, 2007
OSAIC FS, INC.·CRD# 3870
BD
Bryn Mawr, PA
May 19, 2005 - April 5, 2007

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Current Firm

AE
AMERICAN EQUITY INVESTMENT CORPORATION

AMERICAN EQUITY INVESTMENT CORPORATION

CRD#: 40199 / SEC#: 8-49078
BD
Terminated by SEC on 12/05/2023

Contact Information

Established

Indiana since 01/01/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PEOPLES, TIMOTHY ERICPRESIDENT / CHIEF COMPLIANCE OFFICER1026456

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JK
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