Jerry L. Johnston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Johnston was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1987. Jerry had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2010 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.
February 4, 2009 - April 7, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
August 13, 2007 - February 4, 2009
VP DISTRIBUTORS LLC
August 10, 2007 - August 20, 2007
MSI FINANCIAL SERVICES, INC.
May 8, 1999 - June 8, 2007
NYLIFE SECURITIES LLC
November 21, 1997 - April 15, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 21, 1997 - April 15, 1999
EQUITABLE ADVISORS, LLC
July 8, 1991 - November 6, 1997
NYLIFE SECURITIES LLC
March 29, 1989 - April 11, 1991
1717 CAPITAL MANAGEMENT COMPANY
May 19, 1988 - February 22, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
April 5, 1988 - May 3, 1988
CONSECO EQUITY SALES, INC.
June 8, 1987 - April 19, 1988
WASHINGTON NATIONAL EQUITY COMPANY
February 9, 1987 - June 23, 1987
CONSECO EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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