Daniel A. Ogden

DOCK STREET ASSET MANAGEMENT

Palm Beach, FL 33480

Some features on this profile are disabled

CRD#: 1566916

Professional summary

Daniel Albert Ogden, who also goes by Daniel Ogden, is a registered financial advisor currently at DOCK STREET ASSET MANAGEMENT INC located in Palm Beach, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Daniel has worked at 2 firms and has passed the Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Ogden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Albert Ogden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 1995 - Present

DOCK STREET ASSET MANAGEMENT INC

Office #1: 2875 South Ocean Blvd Suite 200-46, Palm Beach, FL 33480

RIA

CRD#: 111163

Palm Beach, FL

Past

December 20, 1988 - November 30, 1989

THE WINDMILL GROUP, INC.

CRD#: 8384

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOCK STREET ASSET MANAGEMENT INC

CRD#: 111163 / SEC#: 801-43547

RIA

Registered Investment Advisory firm - (3/19/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/26/2021)

IAR

Texas
(1/5/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/11/1986

National Commodity Futures Examination

Current Firm

DOCK STREET ASSET MANAGEMENT INC

CRD#: 111163 / SEC#: 801-43547

RIA

Registered Investment Advisory firm - (3/19/1993 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2875 South Ocean Blvd Suite 200-46, Palm Beach, FL 33480

Mailing Address

Phone number

(203) 532-9470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOCK STREET ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	398
AUM (Assets Under Management)	$ 905,798,171

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/03/2025	Cover Page	Report
12/05/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

WEST PALM BEACH, FL

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel A. Ogden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Albert Ogden's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOCK STREET ASSET MANAGEMENT INC

THE WINDMILL GROUP, INC.

Primary Firm SEC Registration

DOCK STREET ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/1989

Series 7

Date: 12/17/1988

Series 3

Date: 9/11/1986

Current Firm

DOCK STREET ASSET MANAGEMENT INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DOCK STREET ASSET MANAGEMENT INC

TRUST BUT VERIFY

Contact information

Similar Advisors