Rocco P. Graziosi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rocco P. Graziosi, who also goes by Rocco Graziosi, was a registered financial professional .
Rocco is a previously registered financial professional and started their career in finance in 1986. Rocco had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2014 - December 31, 2022
RNR SECURITIES, L.L.C.
October 27, 2011 - March 19, 2014
NORTH NASSAU ADVISORS, LLC
November 24, 2006 - October 27, 2011
NATIONWIDE PLANNING ASSOCIATES INC.
August 31, 1995 - November 27, 2006
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
August 15, 1994 - September 8, 1995
ADVANTAGE CAPITAL CORPORATION
January 25, 1989 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
October 9, 1986 - January 7, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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