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MM

Michael J. Maguire

CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 1566694
MM
Michael John Maguire

Professional summary


Michael John Maguire, who also goes by Mike Maguire, Michael Maguire, was a registered financial professional .

Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 55, Series 7, Series 27, Series 24, Series 53 and Series 4 exams.

Aliases


Mike Maguire | Michael Maguire

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 30, 2026 - Present

Office #1: 444 W Lake St. Suite 1700, Chicago, IL 60606
CHICAGO, IL
Past

July 29, 2019 - February 10, 2020

TRADEWORX SECURITIES LLC

BD
CRD#: 129925
RED BANK, NJ
Past

January 28, 2014 - January 10, 2018

WILMINGTON CAPITAL SECURITIES, LLC

BD
CRD#: 133839
GARDEN CITY, NY
Past

March 25, 2013 - January 24, 2014

U.S. FINANCIAL INVESTMENTS, INC.

BD
CRD#: 120804
NEW YORK, NY
Past

November 2, 2009 - January 10, 2011

TRADEWORX EPSILON, LLC

BD
CRD#: 150686
NEW YORK, NY
Past

June 7, 2004 - October 21, 2011

TRADEWORX SECURITIES LLC

BD
CRD#: 129925
RED BANK, NJ
Past

September 27, 1990 - December 22, 1993

VASILIOU FRERES & CO., INC.

BD
CRD#: 25909
Past

October 29, 1986 - May 18, 1998

VASILIOU & COMPANY, INC.

BD
CRD#: 18454
MIAMI BEACH, FL
Past

September 24, 1986 - November 20, 1986

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/23/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 1/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Status Unavailable
Passed: 4/8/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Status Unavailable
Passed: 2/11/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 1/22/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Status Unavailable
Passed: 5/12/2004
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 4/26/2004
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Status Unavailable
Passed: 7/13/1993
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Status Unavailable
Passed: 7/6/1990
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


No current employment

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