Steven J. Johnson

ALCHEMI WEALTH

Essex, CT 06426

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CRD#: 1566648

Professional summary

Steven John Johnson, who also goes by Steven John Johnson Mr, is a registered financial advisor currently at ALCHEMI WEALTH, LLC located in Essex, Connecticut.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 8, Series 26 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven John Johnson Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Steven Johnson is the Managing Partner of Alchemi Funds Management Group. Alchemi Funds Management Group is the Fund of Funds arm of Alchemi Capital, LLC which allocates investor capital through a Private Equity Fund, a Long/Short Equity Hedge Fund and a Market Neutral Fund. In his role, Steven Johnson will provide input regarding the allocation of capital to start-up companies. Mr. Johnson will spend 10% of his time in this endeavor during market hours. 2) Steven Johnson is also an insurance agent. 3) Alchemi Capital LLC, not investment related, Boston, MA, Provides start up and early term companies digital access to critical resources needed to more effectively grow and develop, Managing Director, Start Date 03/2018, approximately 20 hours/month devoted to this business with 10 hours during securities trading hours 4) Alchemi Wealth Management, investment related, Essex, CT, RIA,MANAGING MEMBER/CCO/INVESTMENT ADVISOR REPRESENTATIVE, Start Date 06/2018, approximately 160 hours/month devoted to this business with 100 hours during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2021 - Present

ALCHEMI WEALTH, LLC

Office #1: 35 Pratt Street Suite 202, Essex, CT 06426

RIA

CRD#: 310451

Essex, CT

Past

January 2, 2019 - March 24, 2021

ALCHEMI WEALTH MANAGEMENT

RIA

CRD#: 297586

BOSTON, MA

Past

June 27, 2008 - March 12, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GLASTONBURY, CT

Past

June 27, 2008 - March 12, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GLASTONBURY, CT

Past

September 5, 2006 - July 8, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HARTFORD, CT

Past

March 8, 2006 - July 8, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HARTFORD, CT

Past

July 27, 1995 - March 8, 2006

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

January 1, 1987 - July 19, 1995

SHAWMUT BROKERAGE, INC.

CRD#: 17081

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALCHEMI WEALTH, LLC

CRD#: 310451 / SEC#: 801-119987

RIA

Registered Investment Advisory firm - (12/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/18/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/22/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 26

Date: 10/29/1993

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/22/1989

Municipal Securities Principal Examination

Current Firm

ALCHEMI WEALTH, LLC

CRD#: 310451 / SEC#: 801-119987

RIA

Registered Investment Advisory firm - (12/17/2020 Approved)

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Contact information

Main Address

35 Pratt Street Suite 202, Essex, CT 06426

Mailing Address

Phone number

(860) 767-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALCHEMI WEALTH, LLC FORM ADV PART 2A BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts	1,055
AUM (Assets Under Management)	$ 234,853,789

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALCHEMI WEALTH MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ADVEST, INC.

SHAWMUT BROKERAGE, INC.

Primary Firm SEC Registration

ALCHEMI WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/1999

Series 63

Date: 9/16/1994

SIE

Date: 3/12/2018

Series 3

Date: 9/18/2008

Series 7

Date: 9/20/1986

Series 8

Date: 12/22/1995

Series 26

Date: 10/29/1993

Series 53

Date: 12/22/1989

Current Firm

ALCHEMI WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALCHEMI WEALTH, LLC

TRUST BUT VERIFY

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