Ronn L. Riedel

ENDEAVOR CAPITAL

NEW YORK, NY 10004

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CRD#: 1566644

Professional summary

Ronn Leslie Riedel is a registered financial professional currently at ENDEAVOR CAPITAL located in New York, New York.

Ronn is registered as a RR (Registered Representative) and started their career in finance in 1987. Ronn has worked at 22 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronn Leslie Riedel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2017 - Present

ENDEAVOR CAPITAL

Office #1: 30 Broad Street, Suite 1419, New York, NY 10004

CRD#: 118820

NEW YORK, NY

Past

December 15, 2020 - December 26, 2023

ALPINE SECURITIES CORPORATION

CRD#: 14952

SALT LAKE CITY, UT

Past

January 1, 2007 - January 28, 2010

ENDEAVOR CAPITAL

CRD#: 118820

NEW YORK, NY

Past

March 7, 2002 - December 2, 2005

FINANCIAL ADVISORS NETWORK, LLC

CRD#: 115284

WEST PALM BEACH, FL

Past

December 4, 2001 - March 7, 2002

CYBERVEST SECURITIES INC.

CRD#: 40767

FT. LAUDERDALE, FL

Past

April 3, 2001 - February 10, 2025

GOLDEN EAGLE SECURITIES, INC.

CRD#: 19586

NEW YORK, NY

Past

May 24, 2000 - August 4, 2000

UNITED CAPITAL MARKETS, INC.

CRD#: 40980

MIAMI, FL

Past

February 1, 2000 - May 4, 2000

GOLDEN EAGLE SECURITIES, INC.

CRD#: 19586

NEW YORK, NY

Past

November 3, 1999 - January 20, 2000

STONEBRIAR SECURITIES, INC.

CRD#: 19193

NORTH PALM BEACH, FL

Past

August 13, 1999 - September 14, 2000

OMNIVEST, INC.

CRD#: 13396

DENVER, CO

Past

July 30, 1999 - September 21, 2001

WHITEHORNE & COMPANY, LTD.

CRD#: 28724

SMITHFIELD, RI

Past

October 29, 1997 - October 31, 1997

FALCON INVESTMENT CORP.

CRD#: 42231

DENVER, CO

Past

July 31, 1996 - December 6, 2001

DMK ADVISOR GROUP, INC.

CRD#: 41067

LUTZ, FL

Past

May 3, 1996 - September 13, 1996

KOHN, HEBERT & ASSOCIATES, LTD.

CRD#: 31084

Past

April 3, 1996 - June 18, 1996

HARRISON DOUGLAS, INC.

CRD#: 16515

AURORA, CO

Past

September 29, 1995 - March 21, 2002

ARGO SECURITIES CORP.

CRD#: 38473

PLANO, TX

Past

October 12, 1994 - May 26, 1995

REGENCY CAPITAL GROUP, INC.

CRD#: 30764

GLENDALE, CA

Past

June 4, 1993 - October 8, 1993

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

CRD#: 13741

EL PASO, TX

Past

April 15, 1993 - June 22, 1993

KOHN, HEBERT & ASSOCIATES, LTD.

CRD#: 31084

Past

September 2, 1992 - May 17, 1994

LP CHARLES & COMPANY, INC.

CRD#: 27020

Past

October 21, 1991 - November 8, 1995

MILLS FINANCIAL SERVICES, INC.

CRD#: 10537

LAKE BLUFF, IL

Past

September 26, 1991 - October 8, 1991

AMR SECURITIES, INC.

CRD#: 23368

Past

October 24, 1990 - January 31, 1991

ROYCE PARK INVESTMENTS, INC.

CRD#: 16539

Past

October 19, 1988 - May 24, 1990

FINNET SECURITIES, INC.

CRD#: 17960

Past

August 3, 1987 - August 5, 1988

R.B. MARICH, INC.

CRD#: 13227

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 4/27/1987

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ENDEAVOR CAPITAL

BLUE BAY CAPITAL, LTD. | ENDEAVOR CAPITAL HOLDINGS GROUP LLC | ENDEAVOR CAPITAL

CRD#: 118820 / SEC#: , 8-53696

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

30 Broad Street, Suite 1419, New York, NY 10004

Mailing Address

30 Broad Street, Suite 1419, New York, NY 10004

Phone number

(212) 668-4600

Established

New York since 12/01/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
1373472 B.C. LTD	SHAREHOLDER
DEMICHIEL, JON JOSEPH	CCO,CEO,COO,GP	2540747
RIEDEL, RONN LESLIE	CFO, FINOP	1566644

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronn L. Riedel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronn Leslie Riedel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPINE SECURITIES CORPORATION

ENDEAVOR CAPITAL

FINANCIAL ADVISORS NETWORK, LLC

CYBERVEST SECURITIES INC.

GOLDEN EAGLE SECURITIES, INC.

UNITED CAPITAL MARKETS, INC.

GOLDEN EAGLE SECURITIES, INC.

STONEBRIAR SECURITIES, INC.

OMNIVEST, INC.

WHITEHORNE & COMPANY, LTD.

FALCON INVESTMENT CORP.

DMK ADVISOR GROUP, INC.

KOHN, HEBERT & ASSOCIATES, LTD.

HARRISON DOUGLAS, INC.

ARGO SECURITIES CORP.

REGENCY CAPITAL GROUP, INC.

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

KOHN, HEBERT & ASSOCIATES, LTD.

LP CHARLES & COMPANY, INC.

MILLS FINANCIAL SERVICES, INC.

AMR SECURITIES, INC.

ROYCE PARK INVESTMENTS, INC.

FINNET SECURITIES, INC.

R.B. MARICH, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 4/27/1987

FINRA

Current Firm

ENDEAVOR CAPITAL

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ENDEAVOR CAPITAL

TRUST BUT VERIFY

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