Jack Lubitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Lubitz was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1986. Jack had worked at 31 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2015 - June 22, 2018
SISK INVESTMENT SERVICES, INC.
December 17, 2014 - May 18, 2016
CREATIS CAPITAL LLC
March 22, 2013 - November 12, 2018
DEFILIPPO CAPITALE PARTNERS LLC
February 26, 2013 - February 2, 2017
JOSEPH STONE CAPITAL L.L.C.
October 31, 2011 - August 29, 2013
ALLIED MILLENNIAL PARTNERS, LLC
March 17, 2009 - June 26, 2013
CHARLES VISTA LLC
February 23, 2009 - March 2, 2009
CHARLES VISTA LLC
August 20, 2008 - February 6, 2023
MERGER & ACQUISITION CAPITAL SERVICES, LLC
January 5, 2007 - October 27, 2009
JOHN THOMAS FINANCIAL
August 24, 2006 - January 22, 2024
TRITAURIAN CAPITAL, INCORPORATED
May 9, 2006 - February 12, 2007
CHARLES MORGAN SECURITIES, INC.
April 20, 2004 - May 17, 2004
PACIFIC COAST SECURITIES LLC
May 14, 2003 - November 1, 2006
ESSEX & YORK, INC.
September 10, 2002 - December 3, 2002
BERRY-SHINO SECURITIES, INC.
May 28, 2002 - September 24, 2009
DILLON SCOTT SECURITIES, INC.
July 31, 2001 - October 26, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
March 25, 1999 - August 3, 2000
NEUTRAL SWITCH, INC.
November 25, 1998 - December 20, 1999
MORGAN GRANT CAPITAL CORP.
June 11, 1997 - October 22, 2002
HORNBLOWER & WEEKS, INC.
February 28, 1996 - January 2, 1997
S. D. COHN & CO., INC.
March 20, 1995 - May 4, 1995
THE WELLINGTON GROUP, INC.
March 16, 1995 - February 13, 1996
S. D. COHN & CO., INC.
January 4, 1995 - January 31, 1995
STATE CAPITAL MARKETS CORPORATION
November 11, 1994 - January 1, 1995
ROBERT TODD FINANCIAL CORP.
August 11, 1993 - November 11, 1994
WESTFIELD FINANCIAL CORPORATION
July 16, 1992 - September 7, 1993
THE BENCHMARK COMPANY, LLC
October 18, 1990 - August 28, 1992
AEGIS SECURITIES CORPORATION
March 29, 1990 - October 25, 2016
D. WECKSTEIN & CO., INC.
June 28, 1989 - December 21, 1989
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
May 9, 1989 - August 3, 1989
COPELAND WILEY SECURITIES INC.
September 10, 1987 - September 19, 1989
SUMMIT CAPITAL GROUP,LTD.
February 12, 1987 - September 17, 1987
BMMG CAPITAL CORP.
September 29, 1986 - February 25, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SISK INVESTMENT SERVICES, INC.
CRD#: 19406 / SEC#: , 8-37426
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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