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Darrell Gilbert Ayres

CRD# 1566512·Registered 1989 - 1993
Previously Registered: Being a previously registered professional could mean that Darrell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darrell Gilbert Ayres, who also goes by Dee Ayres, was a registered financial advisor. Darrell was a previously registered financial professional and started their career in finance 1989 - 1993. Darrell had worked at 6 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dee Ayres

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

OAK BROOK SECURITIES CORP.·CRD# 16886
BD
January 23, 1992 - June 25, 1993
NEW ENGLAND SECURITIES·CRD# 615
BD
February 1, 1991 - December 10, 1991
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
July 31, 1990 - February 4, 1991
OPPENHEIMER & CO. INC.·CRD# 249
BD
March 23, 1990 - July 26, 1990
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
November 14, 1989 - March 23, 1990
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
February 22, 1989 - November 28, 1989

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Current Firm

OB
OAK BROOK SECURITIES CORP.

OAK BROOK SECURITIES CORP.

CRD#: 16886 / SEC#: 8-34691
BD
Terminated by SEC on 08/09/2002

Contact Information

Established

Illinois since 08/15/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SEEDEN, PAUL EDMUNDPRESIDENT417874
NET 2 TRADE SECURITIES INCSHAREHOLDER—
JOHNSTON, HERMAN DENVILLDIRECTOR/EX VICE-PRESIDENT2213603

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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