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Michael Gerald Arcus

CRD# 1566415·Registered 1986 - 1998
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Gerald Arcus, who also goes by Michael G Arcus, Michael Gh Arcus, Michael H Arcus, Mike Arcus, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1986 - 1998. Michael had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael G Arcus, Michael Gh Arcus, Michael H Arcus, Mike Arcus

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

LUMIERE SECURITIES, INC.·CRD# 13414
BD
Denver, CO
September 9, 1997 - December 31, 1998
TEXAS CAPITAL SECURITIES, INC.·CRD# 25564
BD
Houston, TX
November 1, 1996 - October 9, 1997
SPENCER EDWARDS, INC.·CRD# 22067
BD
Centennial, CO
September 5, 1996 - September 25, 1996
CAPITAL SUISSE SECURITIES, INC.·CRD# 37531
BD
San Francisco, CA
September 1, 1995 - August 16, 1996
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
November 9, 1994 - September 22, 1995
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
October 7, 1994 - October 19, 1994
TAMARON INVESTMENTS, INC.·CRD# 14929
BD
Englewood, CO
November 29, 1990 - October 7, 1994
ROYCE PARK INVESTMENTS, INC.·CRD# 16539
BD
May 23, 1990 - July 2, 1990
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
April 9, 1990 - May 17, 1990
AESIR SECURITIES, INC.·CRD# 18258
BD
October 30, 1989 - February 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
September 29, 1986 - November 28, 1989

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Current Firm

LS
LUMIERE SECURITIES, INC.

AFFILIATED INVESTMENT CORPORATION | LUMIERE SECURITIES, INC. | LIK SECURITIES

CRD#: 13414 / SEC#: 8-29275
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

Colorado since 12/06/1982

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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