Michael G. Arcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gerald Arcus, who also goes by Michael G Arcus, Michael Gh Arcus, Michael H Arcus, Mike Arcus, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1997 - December 31, 1998
LUMIERE SECURITIES, INC.
November 1, 1996 - October 9, 1997
TEXAS CAPITAL SECURITIES, INC.
September 5, 1996 - September 25, 1996
SPENCER EDWARDS, INC.
September 1, 1995 - August 16, 1996
CAPITAL SUISSE SECURITIES, INC.
November 9, 1994 - September 22, 1995
EURO-ATLANTIC SECURITIES INC.
October 7, 1994 - October 19, 1994
INTERFIRST CAPITAL CORPORATION
November 29, 1990 - October 7, 1994
TAMARON INVESTMENTS, INC.
May 23, 1990 - July 2, 1990
ROYCE PARK INVESTMENTS, INC.
April 9, 1990 - May 17, 1990
NATIONAL SECURITIES CORPORATION
October 30, 1989 - February 24, 1990
AESIR SECURITIES, INC.
September 29, 1986 - November 28, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LUMIERE SECURITIES, INC.
CRD#: 13414 / SEC#: , 8-29275
Contact information
Documents
Red Flags
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