Clifford M. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Michael Mccormick, who also goes by Mike Mccormick, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1987. Clifford had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - December 31, 2008
BLUE VASE CAPITAL MANAGEMENT
October 24, 2005 - April 2, 2018
CETERA WEALTH SERVICES, LLC
October 24, 2005 - April 2, 2018
CETERA WEALTH SERVICES, LLC
July 24, 2002 - December 31, 2005
BLUE VASE SECURITIES, LLC
March 30, 1999 - October 24, 2005
BLUE VASE SECURITIES, LLC
April 2, 1998 - May 20, 1999
SECURITIES SERVICE NETWORK, LLC
February 26, 1997 - April 8, 1998
WEDGEWOOD PARTNERS, INC.
January 19, 1995 - July 24, 1996
CETERA WEALTH SERVICES, LLC
January 1, 1992 - July 18, 1994
CETERA WEALTH SERVICES, LLC
June 17, 1991 - January 1, 1992
CHRIS SECURITIES INC.
December 14, 1987 - September 9, 1989
MARKETING ONE SECURITIES, INC.
February 26, 1987 - March 27, 1987
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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