Thomas J. Leddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Leddy was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2013 - September 12, 2016
DISCERN SECURITIES, INC.
June 28, 1994 - January 14, 2013
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
April 14, 1992 - April 19, 1994
DEUTSCHE IXE, LLC
December 2, 1986 - January 28, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DISCERN SECURITIES, INC.
CRD#: 155854 / SEC#: , 8-68748
Contact information
Documents
Red Flags
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