Dean E. Urbanski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Edward Urbanski was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1986. Dean had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2012 - August 31, 2012
M&I FINANCIAL ADVISORS, INC
January 31, 2012 - January 13, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
April 29, 2010 - April 18, 2012
M&I INVESTMENT MANAGEMENT CORP.
September 15, 2005 - February 12, 2010
M&I FINANCIAL ADVISORS, INC
November 3, 2003 - August 31, 2012
M&I FINANCIAL ADVISORS, INC
November 27, 2002 - December 20, 2002
QUICK & REILLY, INC.
September 8, 1987 - December 20, 2002
QUICK & REILLY, INC.
February 17, 1987 - July 20, 1987
ALLIED CAPITAL GROUP, INC.
September 24, 1986 - February 20, 1987
SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/24/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
M&I FINANCIAL ADVISORS, INC
CRD#: 16517 / SEC#: 801-74429, 8-34084
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP | PARENT COMPANY | |
| CRAIN, WILLIAM JOSEPH JR | SVP, CHIEF FINANCIAL OFFICER, TREASURER, CHIEF OPERATING OFFICER | 1442590 |
| FENTZLAFF, RANDALL THOMAS | SVP, INVESTMENT BANKING | 1736887 |
| HARLESS, ROBERT WYNN | SVP, INVESTMENT BANKING, DIRECTOR | 1561671 |
| JOHNSON, CHERYL CLARK | ROSFP, VICE PRESIDENT | 1514048 |
| MIROBALLI, MICHAEL | PRESIDENT, CEO, DIRECTOR, CHAIRMAN | 1545242 |
| ROBERTS, ALBERTA STEPHENS | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2681068 |
| URBANSKI, DEAN EDWARD | SVP, NATIONAL SALES MANAGER | 1565963 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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