John P. Mcpeake
Professional summary
John P Mcpeake, who also goes by John Paul Mcpeake, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 5 firms and has passed the Series 63, Series 86, Series 87, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John P Mcpeake's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005September 21, 2021 - October 22, 2024
AQUILA DISTRIBUTORS LLC
March 24, 2021 - September 17, 2021
ROSENBLATT SECURITIES INC.
December 5, 2007 - January 5, 2015
FRED ALGER & COMPANY, LLC
April 19, 2006 - June 22, 2007
PRUDENTIAL EQUITY GROUP, LLC
February 26, 2003 - August 30, 2004
OPPENHEIMER & CO. INC.
August 23, 1996 - February 6, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2025)
Exams
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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