Gregory L. Hodges

GREG HODGES FINANCIAL ADVISORY

Normal, IL

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CRD#: 1565573

Professional summary

Gregory Laverne Hodges, CFP® is a registered financial advisor currently at GREG HODGES FINANCIAL ADVISORY located in Normal, Illinois.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Gregory has worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Laverne Hodges's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

June 10, 2005 - Present

GREG HODGES FINANCIAL ADVISORY

RIA

CRD#: 135475

Normal, IL

Past

June 5, 2001 - December 31, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

DOUGLAS, MI

Past

April 9, 2001 - May 25, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 10, 1999 - April 9, 2001

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

June 1, 1999 - September 2, 1999

SANCTUARY SECURITIES, INC.

CRD#: 205

MIAMI, FL

Past

February 1, 1999 - June 2, 1999

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 24, 1997 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

May 1, 1995 - January 20, 1997

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

January 17, 1995 - May 19, 1995

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

July 27, 1993 - December 20, 1993

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

July 6, 1993 - May 1, 1995

NATIONAL CITY INVESTMENTS CORPORATION

CRD#: 17365

Past

February 23, 1990 - July 7, 1993

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

September 18, 1989 - February 21, 1990

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 29, 1986 - September 26, 1988

EDWARD JONES

CRD#: 250

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/10/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/21/1999

General Securities Principal Examination

Current Firm

GREG HODGES FINANCIAL ADVISORY

GREG HODGES FINANCIAL ADVISORY | GREG HODGES FINANCIAL ADVISORY, INC.

CRD#: 135475 / SEC#:

Indiana

Registered Investment Advisory firm - (6/10/2005 Approved)

Michigan

Registered Investment Advisory firm - (8/5/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Normal, IL

Mailing Address

Phone number

(317) 203-0425

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 12,834,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory L. Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Laverne Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CONSECO SECURITIES, INC.

SANCTUARY SECURITIES, INC.

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

NATCITY INSURANCE SERVICES, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATIONAL CITY INVESTMENTS CORPORATION

CAL FED INVESTMENTS

CAPITAL BROKERAGE CORPORATION

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/1999

Series 63

Date: 11/4/1986

Series 7

Date: 9/20/1986

Series 24

Date: 10/21/1999

Current Firm

GREG HODGES FINANCIAL ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREG HODGES FINANCIAL ADVISORY

TRUST BUT VERIFY

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