Diane A. Dubois

INTEGRATED WEALTH MANAGEMENT

Portsmouth, NH 03801-4050

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CRD#: 1565517

Professional summary

Diane Agrodnia Dubois, who also goes by Diane Agrodnia, Diane Agrodnia-dorow, Diane A Dorow, Diane Dorow, Diane Eubanks, is a registered financial advisor currently at INTEGRATED WEALTH MANAGEMENT, LLC located in Portsmouth, New Hampshire.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Diane has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Agrodnia | Diane Agrodnia-Dorow | Diane A Dorow | Diane Dorow | Diane Eubanks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Diane A. DuBois is a licensed Insurance Producer in Multiple States, DBA Diane DuBois Insurance. Diane's insurance activity is almost always in the context of risk analysis and mitigation in concert with Wealth Management for her clients. On occasion, Diane may broker insurance product(s) on behalf of a client. In this scenario she may receive a commission. On some occasions she may assist a client in their pursuit of a claim (disability/long term care) or in modifying or converting their existing policies. In these scenarios, Diane does not typically receive a commission from this insurance activity. On rare occasions Diane may work with someone who is not a Wealth Management client in the context of risk management only. In this context she spends less than 1% of her time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Agrodnia Dubois's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2016 - Present

INTEGRATED WEALTH MANAGEMENT, LLC

Office #1: 155 Fleet Street, Portsmouth, NH 03801-4050

RIA

CRD#: 285838

Portsmouth, NH

Past

March 4, 2016 - October 28, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Portsmouth, NH

Past

June 23, 2015 - January 5, 2017

GRANITE BAY WEALTH MANAGEMENT, LLC

RIA

CRD#: 174765

PORTSMOUTH, NH

Past

March 18, 1998 - November 26, 2001

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

September 3, 1993 - June 23, 2015

MARTEL DOROW, INC.

RIA

CRD#: 117614

PORTSMOUTH, NH

Past

June 15, 1987 - July 22, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(6/25/2020)

IAR

New Hampshire
(12/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/20/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/4/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTEGRATED WEALTH MANAGEMENT, LLC

CRD#: 285838 / SEC#:

Louisiana

Registered Investment Advisory firm - (11/28/2023 Terminated)

Maine

Registered Investment Advisory firm - (6/25/2020 Approved)

New Hampshire

Registered Investment Advisory firm - (12/9/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

155 Fleet Street, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 570-4835

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 52,833,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Diane A. Dubois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Agrodnia Dubois's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

GRANITE BAY WEALTH MANAGEMENT, LLC

SUNSET FINANCIAL SERVICES, INC.

MARTEL DOROW, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/2016

SIE

Date: 10/28/2016

Series 6

Date: 3/4/2016

Current Firm

INTEGRATED WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTEGRATED WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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