Charles H. Boling

GLOBAL WEALTH MANAGEMENT

LITTLE ROCK, AR

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CRD#: 1565470

Professional summary

Charles Herbert Boling JR, who also goes by Charlie Boling, is a registered financial advisor currently at GLOBAL WEALTH MANAGEMENT, INC. located in Little Rock, Arkansas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Charles has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Boling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR BOLING IS A LICENSED INSURANCE AGENT IN THE STATE OF ARKANSAS FOR WHICH HE RECEIVES COMMISSION BASED COMPENSATION. MR BOLING SPENDS LESS THAN 10% OF HIS TIME ON INSURANCE. SUCH INSURANCE BUSINESS IS SEPARATE AND APART FORM HIS ADVISORY BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Herbert Boling JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2012 - Present

GLOBAL WEALTH MANAGEMENT, INC.

RIA

CRD#: 115806

LITTLE ROCK, AR

Past

October 9, 2001 - May 2, 2012

GLOBAL WEALTH MANAGEMENT, INC.

RIA

CRD#: 115806

LITTLE ROCK, AR

Past

July 16, 1997 - June 30, 2006

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 23, 1993 - August 9, 1995

EQUITY CAPITAL CORPORATION

CRD#: 13203

LITTLE ROCK, AR

Past

November 20, 1989 - December 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 19, 1989 - July 12, 1993

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 26, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/29/2012)

IAR

Texas
(5/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

GLOBAL WEALTH MANAGEMENT, INC.

GLOBAL WEALTH MANAGEMENT INC DBA GWMI | GWMI | GLOBAL WEALTH MANAGEMENT, INC. | GLOBAL WEALTH MANAGEMENT INC.

CRD#: 115806 / SEC#: 801-60614

RIA

Registered Investment Advisory firm - (5/2/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (5/29/2012 Approved)

California

Registered Investment Advisory firm - (11/26/2016 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7 Sugar Maple Court Suite 100, Little Rock, AR 72212

Mailing Address

Phone number

(479) 685-6486

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 47,223,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles H. Boling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Herbert Boling JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL WEALTH MANAGEMENT, INC.

GLOBAL WEALTH MANAGEMENT, INC.

THE LEADERS GROUP, INC.

EQUITY CAPITAL CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1999

Series 63

Date: 10/2/1986

Series 7

Date: 9/20/1986

Current Firm

GLOBAL WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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