Michael S. Strada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Stanley Strada was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - June 16, 2020
STONEX SECURITIES INC.
September 13, 2006 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
July 20, 2006 - August 25, 2006
MONROE CAPITAL, LLC
December 13, 2002 - September 22, 2004
GREAT EASTERN SECURITIES, INC.
October 16, 2000 - April 17, 2001
GREAT EASTERN SECURITIES, INC.
July 13, 1998 - January 21, 1999
INTERCAPITAL INTERNATIONAL INC.
August 26, 1996 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
February 26, 1996 - August 22, 1996
CHAPDELAINE CORPORATE SECURITIES & CO
February 9, 1993 - January 16, 1996
FINANCIAL SQUARE PARTNERS
September 9, 1992 - January 20, 1993
W.A. CAPITAL MARKETS
April 25, 1992 - September 9, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
February 14, 1990 - April 22, 1992
FINANCIAL SQUARE PARTNERS
January 21, 1987 - January 27, 1990
MABON, NUGENT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
