Michael W. Brinton

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CRD#: 1565431

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Walden Brinton, who also goes by Mike Brinton, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Brinton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Parthenon Partners LLC; Business is investment related, 10 Cadillac Drive, Suite 140, Brentwood, TN 37027; Nature of business is insurance; Position Finder started February 16, 2017; devote 1 hour/month outside of securities hours; duties: Finder. 2. Insurance Sales; Same Address; Investment Related; Appx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 16, 2022 - January 25, 2024

TERRA WEALTH

RIA

CRD#: 320643

NASHVILLE, TN

Past

July 16, 2021 - November 28, 2022

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

Nashville, TN

Past

November 14, 2019 - November 10, 2020

ZERMATT SECURITIES LLC

CRD#: 47502

Brentwood, TN

Past

August 16, 2019 - April 7, 2021

HAYDEN ROYAL

RIA

CRD#: 170037

Brentwood, TN

Past

March 11, 2016 - August 22, 2019

CARY STREET PARTNERS

RIA

CRD#: 128545

Brentwood, TN

Past

February 12, 2016 - August 22, 2019

CARY STREET PARTNERS

CRD#: 128089

Brentwood, TN

Past

September 20, 2005 - February 23, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

NASHVILLE, TN

Past

September 20, 2005 - February 23, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NASHVILLE, TN

Past

November 18, 1998 - September 23, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FRANKLIN, TN

Past

November 13, 1998 - September 23, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 3, 1988 - November 17, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 22, 1986 - August 12, 1988

J.C. BRADFORD & CO.

CRD#: 1287

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TERRA WEALTH

MULTI FAMILY OFFICE WEALTH SOLUTIONS, LLC | TERRA WEALTH MANAGEMENT, LLC | TERRA WEALTH

CRD#: 320643 / SEC#: 801-125822

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Current Firm

TERRA WEALTH

MULTI FAMILY OFFICE WEALTH SOLUTIONS, LLC | TERRA WEALTH MANAGEMENT, LLC | TERRA WEALTH

CRD#: 320643 / SEC#: 801-125822

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

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Contact information

Main Address

400 West English Road Ste 215, High Point, NC 27262

Mailing Address

Phone number

(305) 928-3772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TERRA WEALTH MANAGEMENT LLC (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,917
AUM (Assets Under Management)	$ 399,431,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael W. Brinton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

APOLLON WEALTH MANAGEMENT, LLC

ZERMATT SECURITIES LLC

HAYDEN ROYAL

CARY STREET PARTNERS

CARY STREET PARTNERS

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

J.C. BRADFORD & CO.

Primary Firm SEC Registration

TERRA WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/1992

Series 63

Date: 11/10/1986

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

Current Firm

TERRA WEALTH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TERRA WEALTH

TRUST BUT VERIFY

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