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Michael Walden Brinton

CRD# 1565431·Registered 1986 - 2024
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Walden Brinton, who also goes by Mike Brinton, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1986 - 2024. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Brinton

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

TERRA WEALTH·CRD# 320643
RIA
Nashville, TN
November 16, 2022 - January 25, 2024
APOLLON WEALTH MANAGEMENT, LLC·CRD# 291902
RIA
Nashville, TN
July 16, 2021 - November 28, 2022
ZERMATT SECURITIES LLC·CRD# 47502
BD
Brentwood, TN
November 14, 2019 - November 10, 2020
HAYDEN ROYAL·CRD# 170037
RIA
Brentwood, TN
August 16, 2019 - April 7, 2021
CARY STREET PARTNERS·CRD# 128545
RIA
Brentwood, TN
March 11, 2016 - August 22, 2019
CARY STREET PARTNERS·CRD# 128089
BD
Brentwood, TN
February 12, 2016 - August 22, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
Nashville, TN
September 20, 2005 - February 23, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Nashville, TN
September 20, 2005 - February 23, 2016
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Franklin, TN
November 18, 1998 - September 23, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 13, 1998 - September 23, 2005
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 3, 1988 - November 17, 1998
J.C. BRADFORD & CO.·CRD# 1287
BD
October 22, 1986 - August 12, 1988

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Current Firm

TW
TERRA WEALTH

MULTI FAMILY OFFICE WEALTH SOLUTIONS, LLC | TERRA WEALTH MANAGEMENT, LLC | TERRA WEALTH

CRD#: 320643 / SEC#: 801-125822
RIA
Registered Investment Advisory firm - SEC (6/3/2022 Approved)

Contact Information

Main Address

400 West English Road Ste 223, High Point, NC 27262

Phone Number

(305) 928-3772

# of Employees

13

SEC notice filing (16 States and Territories)

Registered to provide investment advisory services in 16 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TERRA WEALTH MANAGEMENT LLC (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

937

AUM (Assets Under Management)

$152,005,349

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Parthenon Partners LLC; Business is investment related, 10 Cadillac Drive, Suite 140, Brentwood, TN 37027; Nature of business is insurance; Position Finder started February 16, 2017; devote 1 hour/month outside of securities hours; duties: Finder. 2. Insurance Sales; Same Address; Investment Related; Appx. 10% of time during the month.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TERRA WEALTH

MULTI FAMILY OFFICE WEALTH SOLUTIONS, LLC | TERRA WEALTH MANAGEMENT, LLC | TERRA WEALTH

CRD#: 320643 / SEC#: 801-125822
RIA
Registered Investment Advisory firm - SEC (6/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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