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Courtright B. Thurber

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CRD#: 1565397
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Courtright Bradley Thurber was a registered financial professional .

Courtright is a previously registered financial professional and started their career in finance in 1986. Courtright had worked at 7 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 31, 1988 - April 4, 1989

H. T. FLETCHER SECURITIES INCORPORATED

BD
CRD#: 17297
Past

August 3, 1988 - September 14, 1988

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
Past

October 29, 1987 - May 12, 1988

SECURITIES USA, INC.

BD
CRD#: 14799
Past

September 30, 1987 - November 16, 1987

PARKER JAMESON, INC.

BD
CRD#: 18409
Past

May 13, 1987 - October 7, 1987

BRADSTREET CAPITAL, INC.

BD
CRD#: 14738
Past

December 22, 1986 - June 11, 1987

MORGAN GLADSTONE & CO. INC.

BD
CRD#: 17062
Past

November 3, 1986 - December 22, 1986

F.D. ROBERTS SECURITIES, INC.

BD
CRD#: 693

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/26/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


HT
H. T. FLETCHER SECURITIES INCORPORATED
COHEN CAPITAL CORPORATION | H. T. FLETCHER SECURITIES INCORPORATED | H. T. FLETCHER INVESTMENT BANKERS, INC.

CRD#: 17297 / SEC#: , 8-35016

BD
Expelled by FINRA on 05/24/1991
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Contact information


Main Address
Mailing Address
Phone number
Established
Missouri since 08/30/1985
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


H. T. FLETCHER SECURITIES INCORPORATED

CRD#: 17297

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