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Glen Thomas Vittor

CRD# 1565323·Registered 1986 - 1997
Barred: Glen Thomas Vittor was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Glen Thomas Vittor, who also goes by Glen VItton, Glen T Vittor, was a registered financial advisor. Glen was a previously registered financial professional and started their career in finance 1986 - 1997. Glen had worked at 7 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Glen Vitton, Glen T Vittor

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FALCON TRADING GROUP, LTD.·CRD# 30361
BD
Boca Raton, FL
February 19, 1993 - April 9, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
April 26, 1990 - May 23, 1997
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
February 15, 1990 - April 23, 1990
ALISON, BAER SECURITIES INC.·CRD# 11808
BD
January 12, 1989 - October 19, 1989
KOBER FINANCIAL CORP.·CRD# 17551
BD
August 16, 1988 - December 7, 1988
R.B. MARICH, INC.·CRD# 13227
BD
October 14, 1987 - September 22, 1988
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
September 26, 1986 - October 23, 1987

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Current Firm

FT
FALCON TRADING GROUP, LTD.

FALCON TRADING GROUP, INC. | FALCON TRADING GROUP, LTD.

CRD#: 30361 / SEC#: 8-44883
BD
Terminated by SEC on 06/09/1997

Contact Information

Established

Florida since 01/22/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1986About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1990About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1990About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Feb 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GV
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