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GV

Glen T. Vittor

Some features on this profile are disabled
CRD#: 1565323
GV

Professional summary

Glen Thomas Vittor was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Glen is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Glen had worked at 7 firms, which includes FALCON TRADING GROUP LTD., TUSCANY EQUITY MANAGEMENT CORPORATI0N, JOSEPHTHAL & CO. INC., ALISON BAER SECURITIES INC., KOBER FINANCIAL CORP., R.B. MARICH INC., THE STUART-JAMES COMPANY INCORPORATED.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Glen Vitton | Glen T Vittor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 19, 1993 - April 9, 1997

FALCON TRADING GROUP, LTD.

BD
CRD#: 30361
BOCA RATON, FL
Past

April 26, 1990 - May 23, 1997

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

February 15, 1990 - April 23, 1990

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

January 12, 1989 - October 19, 1989

ALISON, BAER SECURITIES INC.

BD
CRD#: 11808
Past

August 16, 1988 - December 7, 1988

KOBER FINANCIAL CORP.

BD
CRD#: 17551
Past

October 14, 1987 - September 22, 1988

R.B. MARICH, INC.

BD
CRD#: 13227
Past

September 26, 1986 - October 23, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/29/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/25/1990
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/2/1990
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/7/1989
General Securities Principal Examination

Current Firm

FT
FALCON TRADING GROUP, LTD.
FALCON TRADING GROUP, INC. | FALCON TRADING GROUP, LTD.

CRD#: 30361 / SEC#: , 8-44883

BD
Terminated by SEC on 06/09/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 01/22/1993
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FALCON TRADING GROUP, LTD.

CRD#: 30361

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