Glen T. Vittor
Professional summary
Glen Thomas Vittor was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glen is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Glen had worked at 7 firms, which includes FALCON TRADING GROUP LTD., TUSCANY EQUITY MANAGEMENT CORPORATI0N, JOSEPHTHAL & CO. INC., ALISON BAER SECURITIES INC., KOBER FINANCIAL CORP., R.B. MARICH INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1993 - April 9, 1997
FALCON TRADING GROUP, LTD.
April 26, 1990 - May 23, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
February 15, 1990 - April 23, 1990
JOSEPHTHAL & CO., INC.
January 12, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
August 16, 1988 - December 7, 1988
KOBER FINANCIAL CORP.
October 14, 1987 - September 22, 1988
R.B. MARICH, INC.
September 26, 1986 - October 23, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FALCON TRADING GROUP, LTD.
CRD#: 30361 / SEC#: , 8-44883
Contact information
Documents
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