Robert J. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert J Larson, who also goes by Robert Jerome Larson, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1986. Robert had worked at 25 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 27, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2011 - October 25, 2011
LIVEVOL SECURITIES, INC.
January 14, 2011 - October 28, 2011
OCEAN VIEW CAPITAL, LLC
January 5, 2009 - May 1, 2009
GLB TRADING, INC
December 11, 2008 - January 5, 2009
MCCLENDON, MORRISON & PARTNERS, INC.
February 4, 2008 - November 11, 2008
MATRIX EXECUTIONS, LLC
March 20, 2007 - April 17, 2007
ENERGY SECURITIES, INC.
November 3, 2005 - February 6, 2007
OPTIONSHOUSE1, LLC
May 19, 2005 - October 28, 2005
DIRECT CAPITAL SECURITIES, INC.
May 16, 2003 - January 6, 2005
FIRST ANALYSIS
October 31, 2001 - January 6, 2005
FIRST ANALYSIS SECURITIES CORPORATION
July 1, 1999 - May 14, 2001
THE THIRD MARKET CORP.
April 14, 1998 - February 5, 1999
WOLF FINANCIAL MANAGEMENT, LLC
January 30, 1997 - July 17, 1997
CHICAGO INVESTMENT GROUP, LLC
June 4, 1996 - July 8, 1996
JOSEPH CHARLES & ASSOC., INC.
March 27, 1996 - June 5, 1996
BIRKELBACH INVESTMENT SECURITIES, INC.
November 13, 1995 - February 21, 1996
MILLS FINANCIAL SERVICES, INC.
July 5, 1995 - October 31, 1995
LEXINGTON SECURITIES, INC.
September 29, 1994 - May 12, 1995
MADISON SECURITIES, INC.
May 27, 1994 - September 29, 1994
REGAL SECURITIES, INC.
November 9, 1993 - February 4, 1994
CAPITAL SECURITIES INVESTMENT CORPORATION
August 25, 1993 - November 3, 1993
AMERIPRISE ADVISOR SERVICES, INC.
March 26, 1991 - August 19, 1993
WELLS FARGO CLEARING SERVICES, LLC
November 27, 1990 - March 14, 1991
CAPITAL SECURITIES INVESTMENT CORPORATION
August 3, 1989 - October 31, 1990
LEHMAN BROTHERS INC.
September 28, 1987 - July 17, 1989
WILLIAM BLAIR
September 16, 1986 - October 1, 1987
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
LIVEVOL SECURITIES, INC.
CRD#: 23670 / SEC#: , 8-40623
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIVEVOL, INC. | OWNER | |
| ALVIRA, LUIS | MANAGING DIRECTOR, CCO | 2714996 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
