Benjamin Anthony Ruf
Professional Summary
Benjamin Anthony Ruf, who also goes by Ben Ruf, is a registered financial advisor currently at VERSATILE CAPITAL MANAGEMENT L.L.C. located in Chicago, Illinois. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Benjamin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben Ruf
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
VERSATILE CAPITAL MANAGEMENT L.L.C. | VERSATILE CAPITAL MANAGEMENT, LLC | VERSATILE CAPITAL MANAGEMENT, L.L.C.
Contact Information
Main Address
140 South Dearborn Suite 1000, Chicago, IL 60603Phone Number
(312) 981-9848# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
88AUM (Assets Under Management)
$130,067,939Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
VERSATILE CAPITAL MANAGEMENT L.L.C. | VERSATILE CAPITAL MANAGEMENT, LLC | VERSATILE CAPITAL MANAGEMENT, L.L.C.
State Registrations and Notice Filings
(1/3/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1996Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Anthony Ruf's CRS (Customer Relationship Summary).
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